Point of View - Forget “Too Big To Fail”, what about "Too Small To Survive”
As if Asset Managers did not have it hard enough.. Just as the nation's investment businesses began to recover from the financial crisis of 2008, along came Dodd Frank.These sweeping regulatory reforms mandated the CFTC and the SEC to beef up requirements for all types of investment managers to execute many of their OTC derivative deals through electronic platforms, process their derivative transactions through a centralized clearinghouse and report their transactions to a trade repository. This will translate into maintaining daily records of OTC derivative transactions, submitting and making available reports to multiple regulatory bodies, making margin calls and meeting and managing asset allocation of minimum capital and margin requirements. And this is only the beginning...
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